Broker Check

Account Servicing FAQ and Answers

We encourage you to read electronic PDF material provided below before submitting a request.

Should you require immediate assistance, please dial (989) 633-5400. 

Account Maintenance 

Answers to general questions about topics like data updates or corrections, beneficiary allocations, or a death notice.

View the PDF

Asset Movement

Answers to general questions about topics like RMDs, custodial ownership transfer, and verbal authorization.

View the PDF

Submit a Client Inquiry

For your security, please do not remit personal information (account numbers, social security numbers). Please do not submit trade or money movement requests via this form, as they cannot be processed in this manner. All submissions will be addressed with a direct phone call to you for identity verification and corresponding verbal authorization. 

Type of Request
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